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Are Smelly Animals Happy Animals?
Competing Definitions of Laboratory Animal Cruelty and Public
Policy
Julian McAllister Groves
1
Hong Kong University of Science and Technology
Regulations surrounding laboratory animal care have tried to
address aspects of an image of laboratory animal cruelty
publicized by animal rights activists. This image of cruelty,
however, is not consistent with the experiences of those charged
with the day-to-day care of laboratory animals. This article
examines the incongruities between the public image of cruelty
to animals in laboratories as promoted by animal rights
activists, and the experiences of laboratory animal care staff
who apply and enforce laboratory animal care regulations. In
doing so, the article illuminates why regulations surrounding
laboratory animal care are difficult to comply with on the part
of the policy enforcers, and are continuously contested by both
animal rights activists and animal research personnel.
This article examines the public and professional images of
cruelty to animals in biomedical research, and the problems
faced by policy enforcers acting upon these images. While many
animal rights activists want to abolish all animal research,
they have promoted an image of animal cruelty that focuses on
certain types of laboratory animal abuse. This has resulted in
the enactment of a number of federal, state and institutional
regulations to protect laboratory animals from such abuse,
without making animal research illegal. Despite these
regulations, there are few cases in which researchers have been
successfully prosecuted for cruelty to animals in research.
Those cases that do go to court or to commissioner's hearings
are rarely straightforward. Judges often either drop, overturn
or reduce the charges.
I argue that current legislation surrounding animal care in
laboratories has been unable to address the problem of animal
cruelty as animal rights activists and legislators have defined
it. This is because of the incongruities between the public
image of animal cruelty and the everyday situations faced by
those who enforce regulations surrounding laboratory animal
care.
As with other social problems, claims about animal cruelty are
not directly the result of an objective condition, but reflect
the activities of claims-makers who shape the image of a problem
(Spector and Kitsuse, 1977; Best, 1989). Animal rights activists
have publicized an image of animal cruelty in which the victims
of cruelty are large numbers of household pets, stolen from
owners and tortured by researchers who are driven by profits to
do unnecessary research. They have lobbied for more animals to
be protected by legislation and greater public oversight of
animal research.
The public image of a social problem, however, does not always
lend itself to easy solutions, since policy makers face a
different reality from those defining the problem. As Loseke
(1989) observes, "Policies are not applied to 'images,' they are
applied to concrete situations."
According to those who enforce laboratory animal care
regulations, certain anthropomorphic depictions of animals do
not always result in the most favorable conditions for animals.
It is also difficult to draw boundaries between necessary and
unnecessary research. Finally, greater public oversight does not
always lead to greater reporting of animal abuse, as legislators
and animal protectionists believed it would. These experiences
encourage a competing image of animal abuse, held by many of
those involved in animal research, in which the animal rights
activists, welfarists and administrators hinder effective
laboratory animal care.
Research Site and Methods
The data for this study come from interviews and participant
observations with 20 animal rights activists and 20 principals
involved with biomedical research between 1988 and 1992. The
study took place in a college town and a neighboring city in a
southeastern US state where animal rights activists organized
two campaigns against biomedical researchers. The first campaign
was a law suit filed against researchers in the college town for
failing to disclose animal research proposals to the public. The
second campaign was to persuade the public to stop a series of
neurological studies on cats in the neighboring city.
Members of a grass-roots animal rights organization allowed me
to attend their monthly organization meetings and take part in
protests outside the science buildings of the local
universities. It was during these occasions that I became a
familiar face to many activists, who then allowed me to
interview them at their residences. During the interviews I
asked animal rights activists to describe what kinds of research
they considered acceptable and unacceptable and why. The
coordinator of the organization also furnished me with its many
publications about animal research.
In response to activists' pressure, researchers, administrators
and public relations officers organized symposia and distributed
literature to counter the claims of the animal rights activists
and defend using animals in biomedical research. During these
symposia I met animal researchers, veterinarians and members of
committees that review animal research. While the Chairmen of
these committees did not let me attend their meetings, they did
allow me to attend their biannual "Inspection and Evaluation of
the [Animal] Facilities." The university's veterinarian also let
me attend his animal care staff meetings, in which participants
discussed the problems they faced looking after animals.
Among the 20 animal research personnel that I interviewed were
seven research review committee members, including the
university's veterinarian. I asked these people to talk about
the problems they faced in the day-to-day care of animals and
the enforcement of federal and state regulations.
The Animal Rights Definition of Cruelty to Animals in
Laboratories
Cruelty to animals in laboratories is not a newly discovered
problem. The late nineteenth century witnessed an organized
campaign against vivisection in Britain and the United States.
This was a time in which animals, along with children, were
increasingly becoming the objects of bourgeois sentimentality,
reflected by the popularity of pet-keeping. The Victorian
anti-vivisectionists protested the infliction of pain upon
animals, and more broadly, the way in which family physicians
were being transformed into cold-hearted scientists (French,
1975; Turner, 1980; Thomas, 1983; Elston, 1987; Jasper and
Nelkin, 1992). One anti-vivisection publication, for example,
claimed that "vivisection makes brutes of those who should be
kind and humane in the practice of the healing art" (quoted in
Turner 1980, p. 97).
The increasing popularity of experimental medicine and its
alleged benefits to health dwarfed anti-vivisection sentiment in
the early twentieth century. Animal protection organizations
turned their attention to establishing animal hospitals,
shelters, clinics, rescue leagues, rest homes for work animals
and animal cemeteries. They fought for leash laws, sound pet
care and humane education in schools (Jasper and Nelkin, 1992).
Attention turned once again to animal research in the 1960s,
sparked by a fear in the media of an "animal slave trade," in
which household pets were allegedly being stolen for research.
Charismatic animal protectionists such as Cleveland Amory began
to incorporate animal protection into concerns about the
environment. Others, such as Ethel Thurston, raised funds to
explore alternatives to using animals as research subjects.
The late 1970s and early 1980s witnessed a new wave of animal
rights groups in the United States, such as People for the
Ethical Treatment of Animals (PETA), In Defense of Animals,
Trans-Species Unlimited and the Animal Liberation Front (ALF).
Their founders, who included Elliot Katz, Ingrid Newkirk and
Alex Pacheco, capitalized on a number of well-publicized
exposures of alleged cruelty in animal research, mostly on cats
and primates. In 1981, for instance, PETA activists alerted the
public to laboratory animal cruelty with videos of injured
monkeys in unsanitary laboratories at the Institute for
Behavioral Studies in Silver Spring. In 1984, ALF stole video
tapes from the University of Pennsylvania Medical School's head
trauma laboratory. Excerpts depicting researchers smoking
cigarettes and joking with one another while conducting surgery
on partially anesthetized baboons with dirty scalpels networked
across the United States on national news.
Jasper and Nelkin (1992) identify two broad ideological
influences in the modern animal rights movement: a tendency to
anthropomorphize animals (to treat them as humans), and a
criticism of "instrumentalism" (a morality which emphasizes
means over ends, efficiency and profit over human needs and
quality of life). The latter idea harkens back to the
environmental, feminist, anti-nuclear and peace protests of the
1960s.
Parallel to the two trends that Jasper and Nelkin observe, the
animal rights activists that I met made two kinds of statements
about cruelty to animals in laboratories. First, activists
described research animals as victims of cruelty. Here activists
talked about the relationship between humans and animals, and
the sentient status of animals. Second, activists talked about
the causes of cruelty. These statements concerned the normative
operation of science and society as a whole.
The Victims of Cruelty
Animal rights activists drew most attention to researchers who
used animals that they believed were once household pets.
Activists in the city that neighbored the college town
campaigned for laws to stop pounds selling their cats to the
psychologist for his neurological studies - a policy that they
pejoratively labeled "pound seizure." Activists believed that
these animals had learned to trust humans and that to use them
for research violated the human-animal bond. Animal shelters and
pounds, they believed, should be "safe havens" for animals, not,
in the words of one activist, a "pipeline" to the research
community:
I just thought pets...that they trusted humans, and were very
trusting. And through no fault of their own, they ended up there
[in the laboratory]. And that's not the purpose of the shelter.
The purpose of the shelter is sort of like the end of the line
for most animals. They should try to reunite them with the
owner, and if that's not possible, they should try to place them
in an appropriate home. And if that's not possible, they should
euthanize them humanely.
Aside from this moralistic position, activists worried that if
household pets were used in research, animal dealers might take
to the streets or animal shelters in search of lost pets. A
publication distributed by the organization showed a number of
dogs, isolated in pens. The front page headline stated: "Your
Pet Could End Up Here!" Inside it noted that:
Approximately 1.5 million companion animals are stolen each year
in the United States - many out of their own yards, in broad
daylight!!
The pamphlet warned pet owners:
Don't leave animals unattended in the car or yard, or let them
run loose in the neighborhood... Watch for suspicious trucks or
vans that suddenly frequent your neighborhood; get their license
number, a good description of the color and model, and
photographs if possible, and report them to the police.
One activist told me that five of her cats had been stolen by
such dealers. Another activist feared that the same fate would
befall her cats and they would end up in the laboratory of an
animal researcher at her local university.
I just couldn't bear the thought of my cats ending up in his
lab, even though they don't go outside. You know, it can happen.
You can have a lost pet. That's all there is to it.
A second claim surrounding the victims of animal research was
that animals endured prolonged suffering and torture at the
hands of researchers. This was based on the assumption that
animals, like humans, could experience physical pain and
emotional discomfort. Another pamphlet produced by the
organization stated:
A common denominator links us; a recognition of animals as
feeling, thinking beings, creatures as sensitive to pain,
neglect, and exploitation as are the humans who inflict this
upon them.
Many activists believed that animal research was among the worst
type of animal cruelty because the suffering was greater, and
more prolonged. The organization's literature urged one local
university to "Stop the torture!" Activists widely distributed a
videotape of a dog used by medical students in order to practice
surgery. The dog was struggling during the operation. The
commentary noted that this was because the dog was
insufficiently anesthetized.
A final claim about the victims of cruelty in animal research
concerned the excessive numbers of animals that researchers
purportedly used. One of the organization's pamphlets claimed
that "three animals die every second in American Labs."
Activists spent considerable time trying to calculate the
numbers of animals used. In these calculations, they were
concerned to point out that the official government statistics
did not reflect the large number of animals used in biomedical
research:
The federal government's APHIS reports verify 865, but this
number does not include a lot of animals who are not included in
the Animal Welfare Act, such as horses, pigs, goats, ducks,
quail, frogs, turtle and fish.
The figure also does not include the numbers of animals used by
federal research facilities which are exempt from reporting to
APHIS [Animal and Plant Health Inspection Service], such as the
Environmental Protection Agency, the Wound Lab at Fort Bragg,
etc.
The figure does not include animals used in public schools,
science fairs, etc. And it does not include those animals used
by such facilities as Becton Dickinson, whose annual reports are
not listed as North Carolina research reports but are listed
under other states - and there is no way to know how many of
these there are.
One report commented that "a number of figures were
illegible...several documents were missing and there was
incorrect reporting [on the part of the University]."
Science and Society
While the activists targeted individual researchers in their
campaigns, they did not believe these researchers to be
inherently cruel people. That is, they did not see cruelty to be
the problem of individuals (Mills, 1959). Rather, they
attributed cruel acts to problems in the normative operation of
science and the broader society.
Activists believed that many scientists had been driven by the
lure of publications and grants to do unnecessary research -
research which had already been undertaken by another researcher
or research that had no practical application to curing disease.
One activist told me:
It's not like people who are deliberately doing the wrong
things. It's just that they don't realize what they're doing.
It's one thing if you choose to go and rob a bank, and you know
it's wrong and you do it anyway. But these people have never
thought about the issues and they're not aware of what they're
doing. Even researchers who are deliberately doing studies -
studies that they know are bad studies and they're just doing it
to get their name in print - I understand the pressure to do
that. And I guess I feel that if we all have our lives looked at
under a microscope, we would all do things that ethically we
couldn't support, but practically pragmatically we just do them.
Other activists argued that animal "abuse" resulted from the
business-like nature of animal research, in which many parties,
such as those who deal in animals and equipment, stood to
profit. Another campaigner against the cat researcher explained
to me:
I'm talking a multimillion dollar business here. It's not just
him and the researchers who want the big grants. It's everything
from the breeders on down to the people who sell them their
cages and the water dishes. It's just a multimillion dollar
business, and anytime you've got the potential for a lot of
money, because there's a lot of money at stake in anything,
there's going to be abuse. And in this instance, the abuse is on
the animals.
Animal rights activists also worried that scientists would be
cruel to animals because they were not open to public scrutiny.
"Behind closed doors," the activists claimed, researchers would
be unaccountable for acts of cruelty. They could not be trusted
to regulate their own behaviors - a situation that the activists
frequently referred to as "foxes guarding the chicken coup."
Activists believed that lack of oversight on the part of the
public would lead to cruelty for another reason: researchers
would be "brainwashed" by their colleagues and the ideology of
scientific progress at any expense. They needed the public,
animal rights activists and trained philosophers to prevent them
from becoming too detached from the animals. An activist, who
led the campaign against the psychologist who undertook research
on cats, gave a name to this condition: "ethical conditioned
blindness."
He's just been taught for so long that it was right, that he
just can't see that what he's doing is not ethical, not humane.
He just has his own mind thought, that it's alright to kill for
whatever purpose.
Activists were divided on whether all animal research should be
abolished. A few conceded that at least some animal research
might be acceptable. They drew boundaries between acceptable and
unacceptable research by referring to the public image of animal
research as exemplars of the latter. One man believed, for
example, that most animal research was undertaken purely for
money and prestige. A second type of animal research did appear
to be useful, but could be undertaken without animals. A third
category was animal research that was both useful and required
animals. In many instances, however, he believed that
researchers involved in such projects needed to treat the
animals more humanely by giving them larger cages, more
anesthetics and more interaction with other animals.
Other informants believed that animal research should be
abolished, regardless of how humanely researchers treated the
animals. They argued that by curbing unhealthy behaviors, such
as smoking and eating meat, along with exploring alternative
research methods that did not involve animals, biomedical
research using animals could be eliminated. To continue with
animal research merely distracted researchers from looking for
such alternatives.
This position notwithstanding, most of these abolitionists
agreed that it was futile to publicly argue for the abolition of
all animal research. In the first place, whereas some activists
found avenues to negotiate improved living conditions for
laboratory animals, they believed that the total abolition of
animal research was an unobtainable goal.2
Second, activists also worried that publicly presenting an
abolitionist stance would alienate potential supporters,
especially sympathetic politicians, who had to gain support from
the majority of their constituencies. One activist, who
frequently wrote to her local political representatives to
protest animal research, explained:
I don't go out and tell a politician that I'm totally against
experimentation because the politician is going to support
whatever gets the majority's votes. A lot of the issues that
they are concerned with, which is the protection of animals,
etc., are issues or feelings that the majority of the population
have. You stir those feelings, you get a mass voting block,
that's what the politician wants. In return, that politician
votes down pound seizure. A minor issue to most people, a major
issue to your political group.
While privately wanting the abolition of animal research, such
activists embraced the public image of laboratory animal cruelty
as a means to "stir the public's feelings" about animal
research.
The Legal and Experts' Definition of Animal Cruelty
Legislation surrounding the use of animals in biomedical
research reflects this compromise position, which addresses the
animal rights activists' depictions of cruelty in their public
campaigns, without making animal research illegal. For example,
the precursor to the 1966 Animal Welfare Act - the first federal
statute regarding the use of animals in the United States - was
a case involving a stolen dog taken across state lines by animal
dealers for sale to a laboratory. Legislators were concerned
with protecting cat and dog owners from having their pets stolen
by dealers who would sell them to research facilities. The
legislation, therefore, only covered facilities that held cats
and dogs and required dealers in these animals to obtain
licenses from the United States Department of Agriculture
(USDA), keep records of purchases and sales and allow the USDA
to undertake inspections of their facilities.
In the 1970s, amendments to the Animal Welfare Act made room for
more animals to be covered under its provision, but still
excluded rats, mice, birds, horses and farm animals - the
majority of animals used in research. The Act also included more
regulations about the handling, care and treatment of animals
during research and experimentation. It stipulated, for example,
"the appropriate use of anesthetic or tranquilizing drugs when
such use would be proper in the opinion of the attending
veterinarians of such facilities" (quoted in Phillips and
Sechzer, 1989, p. 22).
The most recent legislation followed the accusations of
laboratory animal cruelty by the newly formed animal rights
organizations of the early 1980s. Unlike the previous
legislation, the amendments to the Animal Welfare Act in 1985
required that researchers take into account animal pain and
distress in their research designs, discourage multiple surgery
upon animals, and make provisions for veterinary care, the
exercising of dogs and the psychological well-being of primates.
The legislation also stipulated that each federally funded
animal research institution establish an "Institutional Animal
Care and Use Committee" (IACUC) of at least three people
(including a veterinarian and a person not affiliated with the
institution to represent the broader community) to review all
proposed animal research and inspect laboratories for animal
abuse. Undoubtedly, this was intended to address the concerns
about accountability to the public raised by the animal rights
activists.
However, the increasing regulation of animal research was by no
means limited to the law and interest groups; it also came from
within the research community itself as part of a growing
concern with ethical issues in science, and the waning of
medicine's cultural authority (Zussman 1993, Phillips and
Sechzer, 1989). Since 1963, before any federal statutes were on
the books, federally funded agencies followed voluntary
regulations prescribed by the "NIH Guide for the Care and Use of
Laboratory Animals."
Questions about the ethical treatment of animals have also found
a place in prestigious biomedical and general scientific
journals, such as the New England Journal of Medicine, Science
and the Journal of the American Veterinary Medical Association.
In an extensive content analysis of the major journals, Phillips
and Sechzer (1989) found that these journals now routinely
discuss animal pain, alternatives to animal experimentation, and
ethics, in contrast to the early 1970s when the encroachment of
legislation was the focal issue.
Deans and other high-level administrators in the research
communities that I studied also attempted to address the public
image of animal cruelty, specific concerns about the oversight
of scientists, the utility of their research, and the integrity
of their motives. The Associate Provost and Dean of Research in
one of the local universities spoke with great pride about the
extent to which they attended to these issues:
We provide high quality animal care and use. That is, we have a
commitment to provide the best possible facilities....We have a
responsibility to make sure: researchers are designing
experiments that are appropriate, that have scientific outcome;
that people are not using animals needlessly - they have to be
reviewed every time they use an animal, they have to be reviewed
annually....I feel very proud to be at a university where
animals are used responsibly and where we take good care of our
animals. We have excellent oversight.
Such officials expressed their horror at the video recording of
the Pennsylvania head injury experiments. They were quick to
point out how things had changed with the enactment of current
regulations. These regulations, they believed, reflected a
societal consensus about what constituted ethical behavior.
The Practice of Policies
While the above regulations were clearly designed to protect
animals from abuse, they were also designed to protect
administrators from the public image of animal cruelty that
animal rights activists promoted in their campaigns. This image,
however, did not always lend itself to easy policy
implementation. I observed three differences between the image
and reality of laboratory animal care as perceived by the IACUC,
laboratory animal veterinarians and their staff. These
differences concerned their experiences with animals, science
and social organization.
Animals
A major premise underlying the public image of animal cruelty
was that animals would suffer in conditions in which humans
would suffer, i.e., the same standards were to be applied to
animals and humans. For this reason, regulations stated that
animal holding facilities had to be meticulously clean: in one
investigator's words, "like a hospital."
From the IACUC's perspective, however, clean animals were not
always healthy or happy animals. Some animals appeared to thrive
in the dirty and crowded conditions that the guidelines were
designed to prevent. This was the case with an animal holding
facility that the research personnel in the college town
referred to as "the bat tower." The bat tower was notoriously
filthy from excrement and frequently the target of criticism
from the IACUC. As one long-time member of the college town
IACUC discovered, however, bats thrived in these conditions, and
died when the investigator tried to clean their environment:
There is a person here who is a world expert on the echolocation
of bats. He is a recognized authority. And he keeps the bats in
some sort of an old cooler. And apparently it is very dirty.
Dirty in the sense that there are a lot of feces, to be blunt.
And it stinks. Now...whenever inspected, people say, "Clean your
facility." And his answer, I mean he's a caring person, I mean
it isn't because he dislikes bats, but he says, "Every time I
clean the facility, I have dead bats." He said, "If you have
ever been in a bat cave, that is the way bats live. Apparently
there is something about having the feces all over that makes
the bats happy," and he said, "As silly as it sounds I can clean
it up, but if I clean it up, I assure you you will have dead
bats." And he said, "I don't do this because I like it. I don't
like wearing a gas mask to go in." He said, "That is the way
bats like to live." He said, "Please believe me; I'm an expert
on it. My whole career is involved and I don't want to be cruel
to them, but that's the way bats live."
In such cases, the IACUC called outside experts to try and
challenge the investigators claims that some animals enjoyed
living in environments that were unacceptable to the committee.
Even these outside experts, however, would not deny that certain
animals thrived in conditions which the regulations would find
unacceptable. For example, the IACUC found that the water in
which an investigator kept sea turtles contained potentially
harmful bacteria (E.coli). Referring to the water, a committee
member told me "It looked kind of grungey." The committee went
to great lengths to find three outside experts to testify on the
investigators' behalf that the turtles were healthy. One IACUC
member explained:
We had three experts come from outside and I assure you we
really bent over backwards. One of the experts didn't even like
[the investigator]. And all the experts said, "Look, you know,
we agree there shouldn't be a lot of coli in the water, but
these are the healthiest-looking turtles we have ever seen." One
of the experts worked for Sea World and they have tremendous
amounts of money. He said, "I get anything I want and my turtles
die." Here, you know, these conditions are kind of marginal, yet
the turtles are healthier. So they said, "You know, what do you
want to do: do you want to live up to the regulations, or do you
want to help the animals?"
Another perception of good animal care, shared again by animal
rights activists in their public campaigns and legislators
alike, was that animals needed sufficient space in which to move
around. In the university, the inspector from the United States
Department of Agriculture insisted that the pig pens were not
large enough to meet the federal regulations, because the pigs
could not turn 360 degrees without touching any portion of the
enclosure. The university's veterinarian, however, explained to
me that:
If you put five pigs in a hundred square feet, they will all
crowd into one corner and lie on each other, so behaviorally it
didn't make much sense to me.
Eventually, the veterinarian had to house some of the pigs in an
outdoor facility where they needed constant supplies of water to
keep them cool a bad situation from the point of view of the
university's veterinarian because the pigs wallowed in their own
excrement:
The pigs stayed covered with mud, living in filth...and that was
better, from the standpoint of the Department of Agriculture's
interpretation of the law, than my professional judgment.
Concern for prolonged animal suffering also prompted including
regulations in the amended Animal Welfare Act about repeatedly
conducting surgery on the same animals. Yet there were instances
where multiple surgery appeared to be less wasteful and
stressful than when the animals were only operated on once. At
the college town university, for example, pediatricians used
cats to train emergency workers to pass tubes down infants'
throats. Students can learn the technique by practicing on cats.
Since the federal regulations discouraged researchers from
conducting surgery repeatedly on the same animal, the cats
should have been euthanized after each demonstration. However,
in the college town, surgeons operated on the same cats
repeatedly. One IACUC member had a particular affection for
cats. At first, he vehemently disagreed with using them
repeatedly. He thought that the decision to do so was
economically motivated, being that healthy cats were expensive.
He shared the animal rights view that profit and efficiency were
being put above the interests of animals. The Chairman of the
IACUC told this committee member that the cats did not mind the
repeated surgery, and enjoyed being handled by the research
personnel. He thought that new cats would experience greater
stress. This committee member went to look at the cats for
himself, and agreed with the Chairman. He told me:
You've never seen such placid cats. You come to the cage, the
cats come up and start purring and they want to come out. So in
this case, you use judgment and say while in general repeat
procedures are really not a good idea, oddly, it doesn't harm
the cat. The cats don't mind and they check them very
carefully....Occasionally somebody tears the esophagus of a cat
- and the cat has to be euthanized. But is it better to just
recycle cats through the procedure?...My opinion is re-use the
cats.
Sometimes animal care staff had to euthanize animals because
they were too expensive to take care of within the guidelines of
the regulations - even though violating the regulations made the
animals more content. This was the case with rare animals, which
did not fit the standard regulations for other animals. One such
project involved a colony of voles that liked to make nests out
of "uncleaned" cotton. An IACUC member compared this substance
to the upholstery in furniture. The animals particularly liked
this material because it was coarse and contained pulp, which
made a sturdy nest:
This is what they do in the wild.... they make this nest of
cotton ball, and literally crawl into it. It's neat to see. And
the mother will have her young within that ball.
Researchers, however, were only permitted to use the sterilized
bedding used for rats. The epilogue to this story was
euthanasia, since the voles could not be accommodated in regular
animal holding facilities.
Science
The main thrust of much of laboratory animal regulation has been
to reduce the numbers of animals that researchers use. This has
meant restricting animal research to experiments that produce
scientifically useful results; that is, benefits to humans or
animals. In theory, IACUC members believed that it was not their
duty to evaluate the scientific merit of the experiment - they
considered this to be the prerogative of grant agencies.
However, in practice, they inevitably engaged in debates about
the usefulness and validity of the experiments. There were
several reasons for this. A few of the committee members
(believed by other committee members to be the younger
scientists who were out to impress others) could not resist
talking about scientific issues that interested them. Others
wanted to talk about the scientific merit of experiments that
involved "higher animals," such as primates, cats and dogs.
These IACUC members believed that they would have to justify
such experiments to the public. In some cases, funding agencies
wanted approval from the IACUC before accepting the proposal,
and some animal use did not involve external funding, such as
animals used by surgeons in training.
Committee members, however, encountered problems evaluating the
scientific merit of research. Sometimes, they believed that they
did not have the expertise to make decisions about research that
was beyond their own areas of academic specialization. More
significantly, committee members found it difficult to make
judgements about the utility of research before it had been
undertaken. Indeed, the nature of science, as the committee saw
it, was incremental, and did not occur in the big leaps and
bounds often portrayed by pro-research organizations (Arluke and
Groves, 1994). The university's veterinarian, for example,
commented on a research project involving dogs: "For one
breakthrough, there are half a dozen or so tries that don't work
out." Another committee member commented on his own career in
animal research:
That's the way science is. The studies that I did were useful,
minor advances. And I'm sure that's the way most of the
protocols that we're looking at are. They are minor
advances....There is some pretty good stuff that comes along,
but many experiments have to be done before that great
breakthrough comes along, so when one looks back at it thirty
years later, they'll say, "Well, yeah, that looked good at the
time and it's a good experiment to do then. But I don't know. I
guess it had to be done." You see, some people have the view of
science that if they just do this critical experiment, then
that's it and they've discovered everything there is to know
about the field, and that is not the way it is.
Organization
Legislators shared the animal rights view that animal research
needed oversight to ensure that animal researchers followed
federal and local guidelines. From the point of view of those
dealing with the day-to-day care of laboratory animals, however,
oversight did not always prevent violations. In some ways it
encouraged them by putting researchers in the roles of
administrators, who were then perceived to be like a police
force. The university's veterinarian described his role as
trying to help researchers through the paper work involved with
animal care. However, researchers treated him as an obstacle to
be overcome:
Fifteen or twenty percent [of the principal investigators]
consider it [the regulations] a fairly serious burden. And of
that group, a few percent just absolutely fight tooth and
toenail against it. And that's sort of like saying you don't
like a fifty-five mile an hour speed limit and so you're going
to ignore it....I don't mean to imply that a few percent
represents people who are truly inhumane. That's not the point.
It's just that they don't like the bureaucracy. And so from my
standpoint, that's troubling to me because I feel like I'm
trying to help them through the bureaucracy, while at the same
time observing legitimate oversight as required by law. But they
don't look at it that way. They look at me as being a barricade
they have to either run through, climb over, walk around or
whatever - that I'm not that helpful, I'm part of the problem.
The IACUC described scenarios in which researchers, resenting
having their work reviewed by outsiders, engaged in "verbal
sparring": writing incomprehensible protocols which required the
IACUC to "track 'em down" for more information. An IACUC member
told me about one such game-player, whom he frequently dealt
with while reviewing his research proposals:
He likes to be difficult. He enjoys being difficult with
vengeance. He takes it almost as a challenge and this person
turns forms in that say nothing....He is very brief. He just
says, "I'm going to use mice to study immunogenetics because
mice are the animals that you are supposed to use to study
immunogenetics." I'm exaggerating a bit, but not by much. And
the procedures will just be, "I'm going to do this, this, this,
this," but he is not going to say how many mice and how and why.
And it's clearly not acceptable and this person, believe me,
knows it is not acceptable. So you call him up and say, "X, give
me a break." And he goes on for 20 minutes, 30 minutes, every
time (I've done this three times now) about how stupid the
regulations are and how he is an expert.
While some investigators resisted the IACUC's authority, the
IACUC often resisted the authority of those above them, namely
the USDA inspectors. The university's veterinarian explained to
me:
You get young, over-zealous veterinarians who have a lot of
book-learning and not a lot of practical experience....You get
into a situation where the veterinarian inspector is no
different than a traffic cop or a highway patrolman. He is there
to enforce the law....I'm like everybody. I'm trying to weasel
out of the strict interpretation of some of the guidelines under
the law, and that's difficult because it is very, very
argumentative as to where the law helps animals and where it
doesn't. And in some cases, I don't think it helps the animals a
bit.
The hierarchical nature of the review process had an important
implication for laboratory animal care: it became more likely
that animal care problems would go unreported - the opposite of
what the laws were intended to do. The university's veterinarian
told me of his reluctance to report defects with his facilities
for fear of reprisals from the USDA inspectors.
We used to have a collegial relationship with the USDA. If there
was a problem, I'd tell them and we'd work it out together. Now
it's an adversarial relationship.
IACUC members thus spoke of enforcing animal care legislation in
terms of "covering ass;" pleasing higher officials, sometimes,
they believed, at the expense of effective animal care. Despite
the appearance of healthy animals, for example, regulations
required that a cage washer be replaced in the college town
university because it did not wash at the required temperature.
This cost the university over $100,000 - money that committee
members believed could have been spent on more pressing animal
care problems.
How Animal Care Staff Rationalized Discrepant Images of
Animal Cruelty
The apparent irrelevance of the regulations in the day-to-day
care of animals encouraged law enforcers to become law breakers.
That is, the IACUC found it to be more ethical to break the
rules than to abide by them. This, however, made them more
vulnerable to criticism from animal rights activists who could
then point to instances in which researchers violated
regulations. In a public symposium on animal research, for
instance, animal rights activists accused the university of
violating regulations concerning housing macaque monkeys. The
monkeys, they claimed, were housed in single cages, and not in
groups, as the regulations specified. However, as the speaker
defending this practice pointed out, this was another case in
which the regulations appeared to undermine the care of the
animals:
If you have an animal that has to be removed daily for an
experiment the shock and trauma of it, the personal stress of
being in and out, taken away the separation can actually be
greater than separation all the time. If you have an animal that
has implants of recording instruments, you cannot house that
animal in a social environment because of the physical damage
that can be done. I mean bandages and things like this have to
be taken into consideration. It's not that anyone is opposed to
the theory that it's better, under normal conditions, to house
animals socially. It's the fact that [the regulations] are
worded so there was no flexibility for the veterinarian to say,
in this case, that it isn't necessarily the best for the
animals.
As with this encounter, IACUC members and researchers often
rationalized violating regulations by pointing out their
futility, along with the ignorance of animal rights activists
and government inspectors, implying that it was these parties
that were impeding effective laboratory animal care and animal
research.
Conclusions
The public representation of animal cruelty in animal rights
literature has encouraged concrete policies to prevent cruelty.
In public discourse, however, the controversy over animal
research is not just about animal cruelty. It is about certain
types of cruelty to certain types of animals, namely, pets at
the hands of uncaring scientists. Although many animal rights
activists would like to abolish all animal research, they have
popularized this dimension of animal cruelty to win support from
the public for their cause. In doing so, they have changed the
way in which the public thinks about animal research.
Differences exist, however, between the public image of the
problem and the everyday situations confronted by those who
enforce and apply laboratory animal care policy. Current
regulations assume that animals uniformly like conditions
similar to those of humans. They assume that it is easy to draw
boundaries between redundant and useful research, and that
regulation will make scientists more accountable to the public.
Those involved in the day-to-day care of animals, however, see a
world in which animals' tastes are diverse and are sometimes
opposite to those of people. They also have to deal with the
slow and incremental nature of scientific discovery, which
offers no quick solutions and whose outcomes are uncertain.
Finally, thrust into the role of administrators, IACUC members
become revered or ridiculed and are then in a less advantageous
position to learn about laboratory animal care problems.
For these reasons, laboratory animal care regulations have
become a divisive issue in the controversy over the use of
animals in research. High-ranking university administrators
argue that their institutions are exempt from accusations of
cruelty by adhering to them. Researchers and laboratory animal
care staff have discredited animal rights activists and
government inspectors for adopting them, and animal rights
activists have questioned the humanity of the research community
for dismissing them.
Notes
1. Correspondence should be sent to Julian McAllister Groves,
Division of Social Science, University of Science and
Technology, Clear Water Bay, Kowloon, Hong Kong.
Part of the research for this paper was supported by a grant
from the National Science Foundation (DIR-9121305). I am
grateful to the animal rights activists and animal research
staff who candidly shared their views and experiences with me,
and to Arnold Arluke, Martha Dahlen and Ken Shapiro for their
comments on earlier drafts.
2. The belief that some changes were better than none has also
been found among those most staunchly against animal research.
Ingrid Newkirk of PETA, for example, has been quoted as saying:
Our position is abolitionist. We don't just want longer chains,
although we like longer chains better than shorter chains. We
don't want just a few less experiments or a lot less
experiments, although we like that better than what is happening
now (quoted in Baum, 1990, p. 22).
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