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What
is a "Jewish Dog"?
Konrad
Lorenz and the Cult of Wildness
Boria Sax 1
White Plains, New York
This
paper explores the Nazi view of nature as violent but orderly,
contrasted with what the Nazis took to be the chaos and confusion
of human society. In imposing strict authoritarian controls,
the Nazis strove to emulate what they viewed as the natural
discipline of instinct. They saw this as embodied in wild
animals, especially large predators such as wolves, while
the opposite were domesticated mongrels whose instincts, like
those of overly civilized peoples, had been ruined through
careless breeding. Those who anticipated this view included
Nietzsche and Kipling. The author finds the Nazi perspective
best articulated by Nobel-laureate Konrad Lorenz, a member
of the Nazi party and its Office for Race Policy, who believed
that traits indicating genetic decline crossed species lines.
He advocated correcting the alleged damage done to animals
and people by civilization through eugenic controls.
Hans
Fantel was entering his teens when Hitler invaded Austria in
1938. Initially, he joined his companions in celebrating. A
few weeks later, however, the Gestapo came to arrest a neighbor,
the lawyer Mr. Eisler. The neighbor's dog attacked the intruders
and was shot. Hans Fantel was not particularly concerned about
the neighbor, but he had played with the dog. The housekeeper
who looked after young Hans tried to comfort him, saying, "It
doesn't matter....It's a Jewish dog." As Hans pondered this,
he found it made little sense. Did dogs have creeds? For the
first time, he began to doubt Hitler (Fantel, 1995).
What
could the housekeeper have meant by "Jewish dog"? It was probably
not simply that the dog was owned by a Jew, since the Nazis
generally had no hesitation about using confiscated Jewish property.
That is, at any rate, certainly not how Fantel understood the
phrase. Furthermore, the notion of a Jewish dog was not new.
The epithet "dog" traditionally suggests contempt. Heine, the
popular German-Jewish poet, had written a narrative poem entitled
"Princess Sabbath" about a Jew named Israel who had to assume
the form of a dog on every day but Friday (1969, pp. 263-267).
Furthermore, even if the housekeeper considered the dog polluted
by association with a Jew, there remained the question of why.
In what, exactly, was the pollution presumed to consist?
Fantel
gives us another hint as to the meaning of the housekeeper's
phrase: the dog was a mongrel. The rest is not hard to imagine.
The dog would have conformed to the popular stereotypes of Jews.
It may have been relatively small, with irregular features.
It may also have been more intelligent than strong. It would
certainly have been perceived as the opposite of the heroic
images of canines and lupines that were popular at the time.
The housekeeper
was a person of little education. We should not generalize too
much from her remark about opinion among the educational or
political elites. Nevertheless, ideas do filter both "up" and
"down" social and educational scales. Scholarly people might
have expressed the same thing in less obvious ways. The image
used by the housekeeper may, as I will show, be found in much
of the popular and scientific writing of the time. Some of the
same categories that were used to praise or condemn human beings
were applied to animals. Wolves and large thoroughbred dogs
were considered emblematic of a warrior spirit, while mongrels
were ignored or despised.
Domestic
and Wild
Before
I embark on a study of animal symbolism in the Nazi period,
a few words of caution are in order. When we use the word Nazi
, the emotions that it summons can obscure all nuances.
Nazi Germany has been extensively studied, but it is generally
studied in isolation from what came before and what came after,
as if it were an aberration. On the contrary, however, the movement
epitomizes a century of terror, delusion and brutality. If we
are to learn anything from the Nazi period, we must put it in
historical context.
This,
in turn, means that we must be willing to draw analogies and
point out influences connecting Nazis with people of other times
and places. To do so requires a degree of balance and perspective
that is difficult to maintain. We neither can nor should strip
the word Nazi of its horror 2 , but we should remember
that it embraces a wide range of people, not all of whom knew
about the death camps or were in a position to protest against
them. The association of an idea with the Nazi movement should
not, therefore, be used automatically to discredit it.
Animal
psychology as a discipline grew up under the patronage of the
Nazi government. So, to some extent, did the related discipline
of ethology. Hardly anyone doubts their legitimacy today. This
development refutes the popular presumption that association
with the Nazi government rendered genuine science impossible.
Scientific projects require funding; the direction of scientific
research is not determined solely by disinterested pursuit of
knowledge. In some cases, it is precisely this which seems to
distinguish the Nazi work from science today. When, for example,
the Nazi researchers conducted elaborate discussions of such
topics as the capacity of lobsters to feel pain in order to
devise the most humane method of killing them (Giese & Kahler,
1944), the debates may, indeed, have been conducted according
to high scientific standards. Yet the focus of their concern,
in a regime characterized by enormous brutality, seems so strangely
selective that it seems to call the scientific nature of the
investigations into question.
Although
the Nazis' rhetoric, and to a great extent their ideology, was
a hodge-podge of barely coherent ideas, one element in their
attitudes toward both people and animals comes through with
remarkable consistency. This is their scorn for individuality.
A consequence of this was a shift in favor, from domestic animals,
particularly pets, to wild animals. When we make animals into
pets we give them a human sort of identity. Usually, we love
them for their vulnerability at least as much as for their strength.
It is
true that the Nazis often did keep pets, yet this was generally
as representatives of a breed rather than as individuals. The
favored were standardized breeds, particularly of dogs and horses.
Hitler, for example, kept a number of Alsatians. Even his beloved
dog Blondie was as much a prize specimen as an individual. For
the Nazis, the individual, insofar as he or she merited attention,
was thoroughly subordinate to the race. The race, in turn, merged
mystically into the biotic community of forests and hills.
According
to the biologist and educator Ferdinand Roßner, the
doctrine of races ( Rassenlehre ) was the third Copernican
revolution. The first was the revelation that the sun is not
the center of the universe. The second was the theory of evolution,
which deposed human beings from the central position. The third
was the doctrine of races, which dethroned "human personality"
(Roßner, 1940).
It has
been seen that the Nazis favored wild animals largely because
they seemed untouched by human personality. Over history, the
preference for wild versus domesticated animals has often shifted
with cultural trends. The indigenous warrior societies of Europe
generally chose fierce predators such as the wolf and bear as
their symbols, largely in order to inspire fear. This practice
was later taken up by the aristocratic houses of Europe. In
the Enlightenment, men and women began to prefer domesticated
animals, who were felt to share the blessings of civilization.
A romantic reaction followed in the work of Georges Luis Compte
de Buffon, who brought the ideas of Jean-Jacques Rousseau to
biology in the 18th century. Animals, Buffon believed, degenerate
culturally almost automatically with domestication or even casual
contact with human beings (Sax, 1990). In spite of Buffon's
influence, however the preference for tame creatures remained
the dominant trend until about the end of the 19th century,
as expressed in countless popularizations of natural history.
Animals were widely considered admirable according to the degree
to which they accepted human domination, and those perceived
as rebels, such as the tiger or wolf, were often demonized (Ritvo,
1987). This sort of valuation, in turn led to a sort of moral
crusade for the extermination of wolves and other large predators,
especially in the United States during the 19th and early 20th
centuries, a goal often pursued with great persistence and cruelty
(Worster, 1994).
The widespread
keeping of pets was a middle-class institution, established
only over much opposition in the late 18th and 19th centuries
(Ritvo, 1987). Nazi revulsion against this was part of a massive
revolt against bourgeois culture in the early 20th century,
(a movement which also embraced Bolshevism and various artistic
and cultural movements). Keeping animals simply as companions
involved the cultivation of softer emotions, and required a
degree of security and leisure. Historically, bourgeois pet-keeping
went together with such developments as emphasis on individual
autonomy; an attack on it was nearly inevitable with the rise
of the Nazi movement.
But in
order to side with "nature" against the dangers associated with
"domestication," it was necessary to reconcieve both terms.
As early as the Victorian era, nature had frequently been viewed
as violent, lawless and chaotic, by contrast with the order
and discipline of society. The Nazis agreed that nature was
violent, but otherwise, the dichotomy was reversed. Nature became
a realm of absolute order, opposed to the anarchy brought on
by civilization. In imposing inflexible authoritarian controls,
the Nazis believed they were restoring the natural order to
society. By extending centralized control almost without limits,
the Nazis would abolish nature as a realm apart from civilization.
In so doing, the Nazis believed, they would restore wholeness,
and thereby become nature, harsh and implacable yet
always orderly.
Kipling
and the Fear of Decadence
For
the Victorians, the subjugation of large predators often symbolized
the triumph of civilization over savagery. This might be illustrated,
for example, in a circus, where a muscular man in a leopard
skin would crack a whip and compel large cats to obey. However,
the feelings of the Victorians about civilization were ambivalent.
Another side to the great pride in the accomplishments of science
and technology in the late Victorian period was the fear of
slackness or "decadence." Though seldom clearly defined, the
concept suggested a weakness of will, sentimentality, a lack
of purpose and indulgence in idle pleasures. The cure for decadence,
the Victorians also supposed, was military life, which was thought
to foster courage, fierceness and harsh discipline. This idea
was dramatized at the end of the 19th century in the enormously
popular Jungle Books by Rudyard Kipling (1895), who
was often called the poet of the British Empire.
The most
popular stories tell of a boy named Mowgli who is adopted and
raised by wolves and initiated into the society of animals.
The wolves have a leader but also meet in a sort of parliamentary
assembly, rather like the constitutional monarchy of Great Britain.
There are checks and balances, yet it is quite clear that the
author's sympathy is with the monarch, an aging wolf named Akela.
Akela's authority rests on his superior abilities. The adversaries
who challenge him in the assembly speak for the rabble. Lacking
the strength of Akela, they use stealth and cunning. They invoke
the "law of the jungle," which details how and under what conditions
the leader of the pack may be deposed.
As Blount
puts it, "The Jungle is essentially a place of rules and order,
and the The Jungle Books are about rules
and order, and about an outsider who learns to conform and to
pass on to a different (and, one feels, lesser) kind of society.
It becomes even more obvious that the Mowgli stories are partially
disguised school or soldier stories when one thinks of the way
the scout movement took them over" (1974, p. 230). Fear of decadence
made Europeans look toward the rule of instinct for firmness
and reliability. Seen from this perspective, authority is a
natural condition which the sentimentality of a democratic age
undermines. The jungle is no place for bleeding hearts; the
penalty for violation of the laws is usually death.
Mowgli's
greatest pleasure, like that of a sort of Nazi superman, is
to fit into, and even dominate, the society of the jungle, where
he is admired and feared. This sense of belonging is won not
only by obeying the rules but also by killing, a rite of passage
which he must constantly repeat. The forces of decadence and
anarchy threaten even in the jungle. The biggest danger comes
from relatives of the wolves, the red dogs or "dholes." These
canids invade the jungle in huge numbers, flouting precepts
and traditions. Mowgli leads the enormous pack of dholes into
a trap where, together with his friends the wolves, he slaughters
every member. It is hard to know whether to credit chance or
poetic intuition, but the scene seems an uncanny anticipation
of Nazi Germany. Kipling shows us a genocide worked by one group
of canids, ostensibly law-abiding and heroic, against others
who are unable to conform.
It is
hard to be sure to what extent The Jungle Books may
have influenced popular perception of animals, but they quickly
became a huge international best-seller and were translated
into all major European languages. Konrad Lorenz, who, as we
shall see, became a Nazi theorist, acknowledged The Jungle
Books as an early influence (1952, p. xviii). As is so
often the case, artistic imagination anticipated scientific
theory. As we shall see, many subsequent thinkers in the humanities
and the sciences looked to wolves as a model for a warrior society.
Nietzsche
and the Wild Predator
By having
Mowgli outgrow the society of wolves, Kipling implicitly cautions
the reader against taking his portrayal of the jungle too seriously.
The tale, after all, is in the tradition of many Victorian adventures
for boys, with no sex and plenty of violence. The British, with
their enormous empire, were able to take their fantasies to
exotic corners of the world while remaining very civilized at
home. In Germany, however, this was not so easy. The nostalgia
for savagery was not so readily satisfied. Almost all features
of the modern world, including democracy itself, were considered
decadent. One consequence was that the cult of the wild beast
became especially vehement.
The Darwinian
phrase, "struggle for existence," was commonly translated into
German with the more severe expression, Daseinskampf
(a phrase eventually echoed by Hitler in Mein Kampf ),
a word that gives an impression of life as a perpetual battlefield
(Bäumer, 1991, p. 64). Victory, then, may be
expected to go to the finest warriors. Haeckel, the leading
advocate of evolution in Germany, wrote, "A 'moral ordering'
and 'a purposive plan' of the world can only be visible if the
prevalence of the immoral rule of the strongest...is entirely
ignored" (1900, vol. 1, p. 112).
Despite
German admiration for wild beasts, it was hard not to notice
that large predators were everywhere dying out. Furthermore,
the most powerful people very seldom looked or acted like mighty
warriors. The world of everyday observation had little to do
with the martial images evoked by popular Darwinism. For many
people, in consequence, the supposed "right of the strong" took
on a moral aspect. The warriors, the wild predators, had been
meant to rule, but they had been cheated of their patrimony.
Nietzsche,
who did much to articulate the cult of predators, had little
but scorn for his own era. Writing at the end of the 19th century,
he divided moral systems into those of slaves and masters. The
slaves, he believed, advocated pity, compassion and altruism.
The masters, by contrast, celebrated sensual enjoyment and exuberant
egotism, while viewing weakness with contempt. The morality
of slaves, in summary, he viewed as a creed of sickness, while
that of masters was one of health. In Judaism and, even more,
in Christianity, the weak had triumphed over the strong.
In the
natural world, the creed of the masters corresponded to wild
predators, while the morality of slaves was appropriate to the
life of domesticated animals and prey, associations which constantly
pervade his imagery. Nietzsche longed for what he viewed as
the primeval vitality of predators and gloried in their perceived
cruelty. In The Genealogy of Morals , originally published
in 1886, he wrote of the early warrior societies:
...[W]e are the first to admit that anyone who knew these
"good" ones only as enemies would find them evil enemies indeed.
For these same men...who are so resourceful in consideration,
tenderness, loyalty, pride and friendship...once they step
outside their circle become little better than uncaged beasts
of prey. Once abroad in the wilderness, they revel in the
freedom from social constraint and compensate for their long
confinement in the quietude of their community. They revert
to the innocence of wild animals: we can imagine them returning
from an orgy of murder, arson, rape, and torture, jubilant
and at peace with themselves as though they had committed
a fraternity prank -- convinced, moreover, that the poets
for a long time to come will have something to sing about
and to praise. Deep within these noble races there lurks the
beasts of prey, intent on spoil and conquest. This hidden
urge has to be satisfied from time to time, the beast let
loose in the wilderness. This goes for the Roman, Arabian,
German, Japanese nobility as for the Homeric heroes and the
Scandinavian Vikings 3 . (Nietzsche, 1956, pp. 174-175)
Nietsche
believed that the "Teutonic blond beast" still inspired terror
in Europeans, though he added that the racial connection to
the ancient Germans had been lost.
"One
might be justified," he continued, "in fearing the wild beast
lurking within all noble races and in being on one's guard
against it, but who would not a thousand times prefer fear
when it is accompanied by admiration to security accompanied
by the loathsome sight of perversion, dwarfishness, degeneracy?
And is that not our predicament today?" (p. 176).
The frequent
allusions to beasts of prey and wild animals are highly abstract,
as might be expected from a person who had probably never seen
a large predator outside a zoo. Nietzsche does not even find
it necessary to specify which beast of prey he refers to, assuming
an essential similarity among wolves, bears, lions, eagles and
others. The imagery is only understandable within the context
of Victorian thought, in which people and animals were generally
in a continuum of savagery and civilization. Never questioning
the appropriateness of these categories, Nietzsche simply reversed
their most conventional valuation, celebrating savagery and
scorning the decadence of civilization.
In his
final book, The Will to Power , Nietzsche makes the
identification between civilization of human beings and domestication
of animals even more explicit. Like many of his contemporaries,
he interpreted the theory of Darwin as one of inevitable evolutionary
progress, an idea which he rejected as sentimental. Rather,
in his view, evolution was purposeless and chaotic. The more
complex or "higher" forms were actually more prone to decay
than others, and to retain their superiority required an effort
of will. Rather than an extension of biological progress, civilization,
particularly the Judeo-Christian tradition, was an expression
of decline:
The domestication [the "culture"] of man does not go deep
-- where it does go deep it at once becomes degeneration [type:
the Christian]. The "savage" [or, in moral terms, the evil
man] is a return to nature -- and in a certain sense his recovery,
his cure from "culture." (1968, fragment #684).
The strong,
in Nietsche's view, derived their superiority from their closeness
to the natural world, yet this conferred no evolutionary advantage.
On the contrary, the richness of their gifts made them vulnerable,
and they had to be defended against the guile and cunning of
the weak.
Nietzschean
rhetoric about "man as predator" and "the blond beast" became
common during the Weimar Republic and the Nazi period (Glaser,
1964, pp. 123-130; Herf, 1993, pp. 65-66, 100). These epithets
were remarkably vague, but the cult of predators was clearly
very selective. Nobody ever thought of "man the predator" as
a crocodile, a frog, a rat or a hyena. The only creatures that
seemed to meet the image were large mammals which, ironically,
had sometimes been partially domesticated.
Konrad
Lorenz: The Theory of "Entropy"
While
Nietzsche was often hailed as a prophet, it took later thinkers
to give his ideas about domestication the authority of science.
The identification between civilization of human beings and
domestication of animals was probably first given the authority
of science by Eugen Fischer, one of the fathers of Nazi "racial
hygiene," who argued that the distinguishing characteristics
of human races were the same as mutations in domesticated animals
(1914, pp. 488-490; Lorenz, 1942, pp. 293-4, 400). This observation
provided a foundation for subsequent generalizations embracing
animals and human beings.
The study
of animal psychology emerged as a distinct discipline when the
German Society for Animal Psychology was founded in Berlin on
January 10, 1936. This established an academic network and a
journal, Zeitschrift für Tierpsychologie
, in which matters of animal behavior might be reviewed
and discussed, all under the sponsorship of the Nazi government
(Kalikova, 1980). The first issue, published in 1937, contained
articles by Karl von Frisch, Niko Tinbergen and Konrad Lorenz,
who would share a Nobel Prize in 1973 4 . Other authors represented
in the issue would also go on to have distinguished careers,
both during and after the Nazi period.
Like
most Nazi publications intended partially for export, this journal
was not filled with chauvinistic or anti-Semitic rhetoric. The
articles were largely technical. Nevertheless, the political
dimension of the journal came through clearly. It closed, for
example, with a report of the February 1937 meeting of the German
Society of Animal Psychology, with officials as well as scientists
in attendance. "The chair concluded the series of lectures at
the first annual meeting of the German Society of Animal Psychology,"
the report stated, "with the praise of our Führer,
the warm-hearted patron of German science" (Effertz, 1937, p.
191).
Some
contributors to the journal may have been apolitical scientists
who wished to advance their research and were not very concerned
about the source of their funding. This was not, however, the
case with Lorenz, one of the editors of the journal. Putting
his research in the service of the government ideology, he soon
emerged from relative obscurity to become a leader of a new
field 5 .
In 1938,
immediately after the Nazis took over Austria, Lorenz joined
the Nazi party. Shortly afterwards, he was given funding by
Minister of Education Bernard Rust to start his own research
institute at the Institute for Comparative Psychology at Albertus
University in Königsberg (Kalikowa, 1980; Lorenz,
1942). Convinced that the human race faced possible extinction
through genetic decline, he developed an elaborate theory which
attempted to justify eugenic measures through analogies with
domesticated animals.
An early
comprehensive expression of this is a 1940 article entitled,
"Durch Domestikation verursachte Störungen aerteignen
Verhaltens" ( Disturbance of Characteristic Behaviors through
Domestication ). Lorenz' starting point was the Nietzschean
equation between civilization of human beings and domestication
of animals. For Nietzsche, the comparison had been largely intuitive,
but Lorenz attempted to put it on an empirical basis. He argued
that the two processes, civilization and domestication, produce
precisely the same patterns.
The period
prior to civilization, in his view, was difficult but noble:
In
prehistoric times when small clans in wide territories that
were thinly populated by their own kind had, with great effort,
to combat hunger, cold, predators and barbarians," he wrote,
"all those qualities that we regard as beautiful, good, heroic
and honorable possessed a high value in terms of natural selection.
A tribe whose members were not always ready to stand up for
one another, whose parenting was inadequate or which who showed
a disturbance in other inborn social behaviors was consigned
to extinction, as is the case today with all wild animals.
(Lorenz, 1940a, p. 67)
But the
comfort and security of civilization soon led to genetic decline.
When
animals are domesticated, Lorenz argued, natural selection no
longer works. While irregularities are generally eliminated
through natural selection in the wild, they are prized for their
novelty or their cuteness by human owners. The result is a proliferation
of forms, which contrasts with the consistency of the features
found in wild animals. Since external characteristics are linked
with emotional reactions, such irregularity in appearance entails
a comparable disturbance in instinctive behavior. Lorenz invariably
found this to be the case in practice. Precisely the same pattern,
he believed, could be observed among men and women in the big
city, where one also observed a vast range of physical forms
and behaviors.
This
Lorenz called "entropy," the decay of a complex and highly differentiated
form into increasingly random variations. It signaled genetic
decline similar to that found among domesticated animals, and
it should be regarded as an illness (Lorenz, 1940a, p. 69; Deichmann,
1996, p. 189). In the short run, entropy meant things like social
breakdown and disease. People would lose the instincts that
inhibited violent behavior and indiscriminate breeding, and
they would not care properly for their young. Entropy would
mean human extinction if not checked in time. Lorenz conceded
that, in his capacity as a scientist, he was not authorized
to make value judgements. He noted, however, that human beings
have an instinctive revulsion against this entropy of higher
and more complex forms. The instinct might also be lost eventually,
as human beings were bred to prefer decadence and degeneration.
He also
discussed several characteristics which he believed could be
found among both human beings in civilization and animals in
domestication. The physical characteristics found in both included,
for example, rounded heads (Mopsköpfe), shortened
extremities, and limp bellies. The mental characteristics included
dulled reactions, lack of feeling, and heightened sexuality
(Lorenz, 1940a). Lorenz supported his view with 35 illustrations,
the great majority of which contrasted racial health and degeneration
in various pairs of animals and of human beings. Though Lorenz
did not make the connection explicit, the description of the
"civilized" man corresponded very closely to contemporary caricatures
of Jews, for example in the famous cartoons by Julius Streicher.
The Nazis
did not simply consider the Jews an "inferior" race. They were,
the regime maintained, not an authentic people at all (Aycoberry,
1981, p. 5). According to the Nazis, the Jews could not be a
distinct race, since they were allegedly so mixed that they
had lost any primordial identity (Kittle, 1939; Weinreich, 1946).
Like gypsies, they did not have a single territory, and so they
were not integrated into any sort of landscape (biotic community
or organische Lebensgemeinschaft ). Their instincts,
reportedly, had degenerated, and, lacking any sense of shame,
they would indulge in indiscriminate promiscuity (Stengel, 1938.
They represented, in other words, the entropy or degeneration
which the Nazis believed was a result of urbanization and miscegenation.
Every
degenerate animal was, as Hans Fantel's housekeeper put it,
a sort of "Jewish dog." The following description by Lorenz
is typical:
With phenotypic inferiority the refined modes of social behavior
are disturbed far earlier and far more seriously than the
outward appearance. One can predict with absolute certainty
of a crooked-legged, pot-bellied, pale-beaked grey goose,
such as is all too easily produced through careless breeding,
that its social behavior will be other than normal. With the
pure-blooded wild goose the view of the old Greeks that a
handsome man can never be bad and an ugly man can never be
good is fully valid. This, however, is unfortunately no longer
the case even with the most racially homogeneous European
peoples. I imagine that even by the time of the Classical
Greeks it was no longer fully the case. But inborn patterns
that are deeply imbedded in genetic inheritance are far, far
older than all traditional cultures, so it required great,
indeed geological spans of time to adjust to things like the
separation of the original unity of those signals which indicate
goodness and beauty. (Lorenz, 1940a, pp. 58-59)
Lorenz'
letters to his mentor, Oscar Heinroth (who did not share Lorenz'
Nazi sympathies) are full of anti-Semitic asides, and on one
occasion in 1939 Lorenz refers to the "ugly Jewish nose" of
the shoveler duck (Klopfer, 1994, pp. 204-5).
Lorenz
believed it was imperative to institute aggressive measures
before decline became fully irreversible. His solution was drawn
from domestication. Just as degeneration could be prevented
in animals by making them conform to a standardized breed (Lorenz
1940a), it could also be prevented in people through eugenic
measures 6.
In another
article from the same year Lorenz developed this idea further,
and voiced eugenic ambitions far beyond those even of Hitler
or Himmler. Not content with creating a master race, he spoke
of creating a new species. Our instincts, he believed, lead
us on to ever higher biological forms, provided we have the
will to stop indiscriminate or careless breeding. Identifying
the theory of evolution with National Socialism, he urged that
the necessity for this selectivity be reinforced in young people
through education. Lorenz even proposed a new morality in which
the Golden Rule would be replaced by his maxim, "You shall love
the future of your Volk above all else" (Lorenz, 1940b p. 32).
Parts
of these articles by Lorenz, together with additional materials,
were incorporated into a 1942 book-length work entitled Die
angeborener Formen möglicher Erfahrung (The
Innate Forms of Possible Experience), an essay so ambitious
it might be called a "scientific theory of everything." A vast
range of social and biological phenomena were reduced to instinctive
reactions. A similar range of social and ethical recommendations
revolved around the demand that only those with the appropriate
instincts be allowed to reproduce. Lack of patriotic enthusiasm,
for example, Lorenz viewed as a mark of an "instinctual cripple"
(1942, p. 388). The struggle against entropy in human beings
he saw as an aspect of a battle of harmonious form against chaos
and decay throughout the universe. The creation of new forms
through controlled evolution was like the work of an artist
creating beauty (1942).
Wolf
and Jackal
The Nazi
regime, proclaimed to last a thousand years, survived barely
more than a decade. This was not enough time for the cult of
the wolf, implicit in much of the Nazi literature, to be fully
articulated. The cult outlasted the regime, to reappear from
time to time in the popular and even the scientific literature
of Germany and other countries. This theme provides a striking
illustration of the limits of scientific objectivity, as well
as the enormous power of animal symbolism to guide, and sometimes
overwhelm, observation.
In
King Solomon's Ring (1952), Lorenz gives the cult of the
wolf perhaps its most articulate formulation. Lorenz stated
as fact a previously little-known theory of the dual origin
of the modern dog (Mech, 1970), domesticated from the lineage
of the Mesopotamian jackal, and the Northern Wolf, called by
Lorenz "aureus dogs" and "lupus dogs" respectively. This corresponds
to racialist theories of the Semitic and Aryan races. The parallelism
goes much further. Lorenz' descriptions were filled with romantic
rhetoric reminiscent of the Nazi period. "The wolf packs," he
declared, "roam far and wide through the forests of the North
and as a sworn and very exclusive band which sticks together
through thick and thin and whose members will defend each other
to the very death" (1952, p. 119). Anyone familiar with the
Nazi period will recognize here a canine equivalent of the idealized
descriptions of primeval Aryan tribes, whose putative qualities
the Nazis and other nationalists endeavored to emulate. The
jackals and their descendants were, Lorenz claimed, not so much
oriented toward the pack as solitary animals. While capable
of absolute obedience, they were lacking in the deeper traits
of loyalty and affection. This corresponded to anti-Semitic
propaganda which described Jews as superficially clever but
lacking emotional refinement and creativity 7 . In accord with
his earlier theory about the difference between the races --
human and animal -- of North and South, Lorenz attributed the
"infantile" character of aureus dogs to "age-old domestication"
(1952, pp. 120-121).
Nazi
theoreticians tended to regard the individual as an extension
of the biotic community. Much volkish thought derived
the essence of a people from the landscape in which they lived.
One scientist, for example, argued that there was a northern
and a southern psychology which crossed species lines. To demonstrate
this, he studied chickens in northern and southern Europe, observing
such matters as the speed with which they picked up grain and
the colors to which they responded, and compared their mental
profiles with those of the people who lived alongside them.
The conclusion was that the races of chickens paralleled those
of human beings (Jaensch, 1939).
On
similar grounds, Jews, as people of the desert, were considered
spiritually barren, while Germans, as people of the forest,
were considered profound, mysterious and oriented toward the
light (Mosse, 1965; Herf, 1993). Lorenz suggested that the contrast
between the populations, both human and animal, of the north
and the south was the same as that between wildness and domestication.
This prompted Jaensch, author of the article on chickens, to
remark that Lorenz's idea "must absolutely be investigated and
can further research into both animals and questions of race
in human beings. The Northern Movement (National Socialism and
related trends) is indeed without doubt also a protest against
the damage done by domestication among people of culture" (Jaensch,
1939). It is possible that Lorenz was not conscious of this
background when he wrote of lupus and aureus dogs, but his idea
shows how a perceptual structure associated with the Nazi period
survived the collapse of the regime.
A
Fight among Wolves
The climax
of King Solomon's Ring comes at the end, where Lorenz
drops his folksy demeanor to present a description of a battle
between wolves, taken from an earlier article (1942). When two
dogs or wolves fight, the defeated one offers his neck to the
other:
A dog or wolf that offers its neck to its adversary in this
way will never be seriously bitten. The other growls and grumbles,
snaps with his teeth in the empty air and even carries out,
without delivering so much as a bite, the movement of shaking
something to death in the empty air. However, this strange
inhibition from biting persists only as long as the defeated
dog or wolf maintains his attitude of humility" (Lorenz, 1952,
p. 188).
The dramatic
tension of the passage makes it stand out and, from a literary
perspective, this is by far the book's most impressive section.
Despite Lorenz's frequent use of illustrations, he did not provide
a picture of this event. Furthermore, the two warring canids
in contrast to most of the animals in his book, are never individualized,
much less named. The lack of specificity gives the passage an
almost mythic quality. Lorenz seems here to revert to his Nazi
past. But his interpretation of events may be nothing more than
an excellent piece of science fiction.
As in
his previous discussion, Lorenz uses this as an example of how
instinctive reactions, which he states can be lost through genetic
decline, are necessary to prevent killing. He finds that among
"higher" animals, the vanquished signify submission by offering
the most vulnerable part of their bodies to the victor, thus
releasing an inhibiting mechanism (Lorenz, 1952, p. 194). He
later repeats the observation concerning fighting wolves in
his well-known book On Aggression , adding that he
has observed this phenomenon not once but many times (Lorenz,
1974).
One of
the features that Lorenz shared with others in the Nazi movement
was an extreme biological determinism. His theory of imprinting
( Prägung ) held that behavior was inherited,
not only as a general tendency but in the form of precise and
elaborate patterns (Deichmann, 1996). In his studies of wolves,
Schenkel maintained that although such patterns were found in
the behavior of birds and reptiles, the responses of mammals
were too variable and subtle to be described in such a way (1947).
Though he did not allude explicitly to Schenkel, Lorenz's observation
about wolves was probably intended as a refutation, a demonstration
that wolves did indeed inherit intricate social interactions.
Schenkel
disputed Lorenz's observation. In an article published in 1967
in The American Zoologist , he stated that Lorenz had
misinterpreted the wolves' behavior, perhaps confusing victor
and vanquished. "It is always the inferior wolf,"
Schenkel wrote, "who has his jaws near the neck of his opponent"
(p. 320). The apparent posture of submission was actually one
of readiness to attack. More significantly, Schenkel challenged
the basic concept of submission. Submission did not occur in
a truly serious fight, he maintained, which would end in either
death, mutilation, or flight. Rather, submission was found only
in minor or ritualized fighting, where the conflict was mediated
by affection.
To my
knowledge, Lorenz did not reply, and subsequent research has
generally confirmed Schenkel's view (Mech, 1970). Additional
support for Schenkel comes from Lorenz's original description
of the lupine confrontation, since he says that the wolf that
has not bared his neck, supposedly victorious, is actually the
one to leave the scene of the confrontation (1942). Common sense
suggests that this is not a sign of victory but of retreat.
If, indeed,
the criticism directed at Lorenz is correct, he has made a serious
error in a matter on which he chose to place emphasis. How could
such a mistake have been made by such a competent, if overrated,
observer of animals? The desire to confirm his philosophical
expectations must have led him astray. Wolves, with their relationships
structured by unambiguous gestures of authority and submission,
became, like the Nazis, strictly hierarchal within their society
and potentially ruthless toward those outside.
Conclusion
Long
rumored, Lorenz's Nazi involvement has been gradually documented
over the past decade. Particularly significant are the recent
revelations by Deichmann in Biologists under Hitler .
Lorenz not only joined the Nazi party but was also a member
of its Office for Race Policy. In 1942, he participated in a
study of 877 offspring of mixed German-Polish marriages to determine
their potential for assimilation into German culture. Those
considered asocial or of inferior genetic value were sent to
concentration camps, while others were sent away to be "Germanized"
(1996, pp. 193-197, 323).
Lorenz
never unequivocally repudiated or even acknowledged his Nazi
past, though he did revise many of his ideas. Even his subsequent
work, however, was built on the foundation of his writings under
the Nazi government. His popularizations such as King Solomon's
Ring (1952) consisted, as we have seen, primarily of ideas
and observations that he first published in journals during
the Third Reich. These popularizations enabled researchers to
cite Lorenz without encountering the most sordid aspects of
his past.
It is
hard to see how Lorenz could have been awarded the Nobel prize
if the committee had read his articles published during the
late '30s and early '40s. This is not to deny that these articles
contain valuable ideas and information. However, in addition
to supporting Nazi policies, they use methods of argument which
are dubious. Straying from scientific matters, Lorenz addressed
a vast range of social and philosophical questions. Not only
did he regularly falsify quotations (Deichmann, 1996), but he
was not above calling people who disagreed with him "instinctual
cripples," who were genetically unfit to reproduce (Lorenz,
1940b, p. 31; Lorenz, 1942, p. 338). Such an allegation would
have been serious indeed in a regime which practiced involuntary
sterilization and worse.
The continuity
in Lorenz's career may be due to the concept of wildness which,
at least in his Nazi period, was a foundation of his thinking.
That quality become, for Lorenz, a condition that could only
be reestablished by instituting stricter controls. The program
he put forward was nothing less than to extend technocratic
regulation to a point where the breeding and future evolution
of the human species would be directed by experts. As the state
appropriated the full power of the natural world, the effects
of "domestication" would be overcome.
The notion
sounds paradoxical, yet perhaps we ought not to be surprised.
As scholars increasingly realize, the concept of "wildness,"
including that of predators, has always been largely a creation
of human culture. The attempt to create wildness through elaborate
eugenic controls was merely taking this concept to its ultimate
conclusion. It might be compared with the artificial wildness
of contemporary zoos and safari parks, where the demand for
authenticity becomes the basis for increasingly complex manipulation.
Finally,
the origins of the discipline of animal psychology (and, to
an extent, of the related discipline of ethology) under the
patronage of National Socialism merits further attention. Study
will be needed to ascertain to what extent these origins may
have influenced the central concepts of the disciplines. It
seems likely that the projection of features of the Nazi state
onto animals goes far beyond the work of Lorenz. The emphasis
of researchers on such features as hierarchy and domination
certainly suggests this.
Notes
1. Correspondence
may be addressed to Boria Sax, 25 Franklin Avenue, 2F, White
Plains, NY 10601. E- mail: VogelGreif@aol.com. I would like
to thank James Serpell, Andrew Rowan and Peter Klopfer who read
early versions of this manuscript and offered valuable suggestions
and information. I have not always taken their advice, and responsibility
for any errors is my own
2. Inevitably,
however, as we get further from the period, the horror surrounding
it will continue to fade. This process is accelerated by the
use of it as a background in entertainments from melodramatic
adventures to pornography.
3. It
is hard to know whether it is accident or intuitive foresight,
but the list of noble races contains the entire Axis.
4. In
contrast to Lorenz, both Frisch and Tinbergen experienced serious
harassment and repression during the Third Reich. After a protracted
controversy, Frisch was deprived of his university position
because of allegations that he was one quarter Jewish (Deichmann,
1996, pp. 40-48). Tinbergen was briefly incarcerated in connection
with protests at the University of Leiden (Deichmann, 1996,
pp. 200-205).
5. For
further discussion of Lorenz's work as a member of the Nazi
party, see Kalikova, 1980; Lerner, 1992, pp. 51-89; Bäumer,
1992, pp. 121-125, pp. 200-202; Deichmann, 1996, pp. 178-205;
Friedlander, 1995, pp. 126-127.
6. Many
specialists now believe the opposite is true. Standardized breeds
of dogs, for example, are likely to suffer many physical problems
as a result of generations of inbreeding. Furthermore, researchers
emphasize the value of genetic variation rather than homogeneity
in populations of both wild and domesticated animals.
7. Even
Lorenz eventually abandoned the theory of the dual origin of
the domestic dog (Mech, 1970, p. 38).
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